United Kingdom

Tradeweb Europe Limited ("Tradeweb Europe") is authorised and regulated by the Financial Conduct Authority ("FCA") as an investment firm with permissions to operate a Multilateral Trading Facility ("MTF"), an Organised Trading Facility (“OTF”) and an Approved Publication Arrangement (“APA”).  Tradeweb Europe is on the FCA Financial Services Register with firm reference number (“FRN”) 193705 and is a company registered in England and Wales with company number 03912826. It’s registered office at 1 Fore Street Avenue, London EC2Y 9DT. Tradeweb Europe in committed to transparency and provides on this page the information it is required by applicable laws and regulations to disclose.

List of disclosures:

  1. Participation Criteria

  2. Tradeweb Europe MTF Rulebook

  3. Tradeweb Europe OTF Rulebook

  4. Tradeweb Europe MTF & OTF Fee Schedule

  5. Tradeweb Europe Market Data Disclosure

  6. Tradeweb Europe RTS 27 Disclosure 

  7. Tradeweb Europe Pillar III Disclosure Tradeweb Europe is an ‘IFPRU 730K limited licence firm’ under the FCA’s regulatory capital regime and is required to comply with the applicable disclosure requirements set out in the Capital Requirements Regulation (EU) No 575/2013 (“CRR”), which is commonly referred to as the ‘Pillar III disclosure obligations’; and Article 96 of the Capital Requirements Directive (2013/36/EU) (“CRD IV”). The requirements for a Pillar III disclosure are set out in Part VIII, Articles 431 – 455 of the CRR.

  8. Statement of Commitment with FMSB Standards The Standards published by the FICC Markets Standards Board (“FMSB”) represent generally recognised good practice in wholesale Fixed Income, Commodity and Currency (“FICC”) markets. Tradeweb Europe is committed to conduct its FICC market activities in a manner consistent with the Core Principles contained in FMSB Standards, and discloses each year its Statement of Commitment. 

Netherlands

As a result of the UK decision to withdraw from the European Union (“Brexit”) Tradeweb is making all reasonable preparations to ensure, in any scenario, that services can continue to be provided in the UK and the EU 27, post-Brexit. Accordingly, Tradeweb has established a new legal entity in the Netherlands, Tradeweb EU B.V., and will offer services from a new Amsterdam office, subject to regulatory approval. Tradeweb has applied to the Dutch regulatory authorities to operate an MTF, an OTF and an APA, essentially replicating our current UK regulatory permissions.

The following disclosures are provided for information purposes only to support client on-boarding. The documents provided are effective only following receipt of Tradeweb EU B.V. regulatory permissions.

List of disclosures:

  1. Participation Criteria
  2. Tradeweb EU B.V. MTF Rulebook
  3. Tradeweb EU B.V. Liquidity Taker Fee Schedules

More information will be provided on this page following receipt of regulatory approval.