Tradeweb Europe has a registered branch office in Hong Kong and is regulated by the Securities and Futures Commission (SFC) in Hong Kong as a provider of an automated trading service.
Tradeweb Europe also has a registered branch office in Singapore and is regulated by the Monetary Authority of Singapore as a regulated market operator (RMO).
Tradeweb Japan KK (“Tradeweb Japan”) is regulated by the Financial Services Agency of Japan (“JFSA”) and is registered as a Type 1 Financial Instruments Exchange Business Operator (reg. Kanto Local Finance Bureau (Kinsho) No.2997) and under which, is granted a Proprietary Trading System (“PTS”) Operator License as well as is a notified Electronic Trading Platform (“ETP”) operator for IRS intermediary business. Tradeweb Japan is also a Member of Japan Securities Dealers Association (“JSDA”), which is an authorized self-regulatory body under the Financial Instruments and Exchange Law of Japan (FIEL).
Tradeweb Europe holds an exemption granted by the Australian Securities & Investments Commission from having to hold a markets license and from having to have a financial services license in Australia.
GLOBAL PARTICIPATION CRITERIA
Global participation criteria is available here.