HONG KONG

Tradeweb Europe has a registered branch office in Hong Kong and is regulated by the Securities and Futures Commission (SFC) in Hong Kong as a provider of an automated trading service.

 

SINGAPORE

Tradeweb Europe also has a registered branch office in Singapore and is regulated by the Monetary Authority of Singapore as a regulated market operator (RMO). 

 

JAPAN

Tradeweb Japan KK (“Tradeweb Japan”) is regulated by the Financial Services Agency of Japan (“JFSA”) and is registered as a Type 1 Financial Instruments Exchange Business Operator (reg. Kanto Local Finance Bureau (Kinsho) No.2997) and under which, is granted a Proprietary Trading System (“PTS”) Operator License as well as is a notified Electronic Trading Platform (“ETP”) operator for IRS intermediary business. Tradeweb Japan is also a Member of Japan Securities Dealers Association (“JSDA”), which is an authorized self-regulatory body under the Financial Instruments and Exchange Law of Japan (FIEL).

 

AUSTRALIA

Tradeweb Europe and Tradeweb EU hold Australian Market Licences granted by the Australian Securities & Investments Commission under the Corporations Act 2001. The licences are granted with respect to the United Kingdom and Netherlands multilateral trading facilities (MTFs). TW SEF currently holds an exemption from having to hold a markets licence and from having to have a financial services licence.